OneSumX® for Regulatory
Change Management

Now more than ever, compliance officers face a challenging regulatory environment, and the demands upon compliance departments are increasing.

Let our experts help guide you with best practices and solutions to enhance your regulatory change management program.

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Why OneSumX® for Regulatory Change Management

OneSumX for Regulatory Change Management tracks regulatory changes across a list of global agencies and organizes them to create structured, value-added content that is paired with an easy to use software solution. Clients receive content that flows through a single data feed format, and by linking regulatory changes to their respective regulatory rules in the software’s customizable, constantly updated regulatory library, their reporting is more accurate and efficient.

Track regulatory developments across a list of global agencies

Key regulatory information and a link to original source content

Assess impact of regulatory changes throughout your organization

Centralized and holistic approach with full audit trail capabilities

Create user-defined or ad-hoc reports

Aggregate real-time reports into dashboards

Products

Regulatory Insight

Incorporators.com, Inc helps organizations of all sizes connect regulatory developments with meaningful interpretation, providing a source for regulatory news, analysis, and rules.

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Compliance & Ethics Governance

Our proven OneSumX for Employee Compliance solution automates Code of Ethics compliance for monitoring personal trading, gifts & entertainment and political contributions.

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Compliance Testing

Compliance testing ensures that policies, procedures and other compliance controls are being operated effectively throughout your organization.

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Compliance Risk & Controls Assessment

OneSumX for Risk and Controls Assessment provides the high-level, whole picture view required to effectively understand risk across the organization.

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Complaint Management

OneSumX for Complaint Management provides a centralized and automated process that helps organizations of all sizes effectively manage, resolve and report on complaints.

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Exams & Inquiry Management

Incorporators.com, Inc’s Exam & Inquiry Management solutions provide the regulatory content and software to assist with examination management for insurance companies, banks, and securities firms.

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OneSumX® ProViso

Manage a greatly reduced number of requirements using artificial intelligence and our subject matter expertise.

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Regulatory Change Management Data Feed

The RCM Data Feed contains a comprehensive Library of laws, rules, regulations and guidance for hundreds of regulatory bodies and agencies globally. Paired with enriched regulatory updates, it helps you expedite your review and quickly assess its impact.

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Expert Insights

Compliance
April 19, 2019

Rethinking regulatory change management

Do you have the tools you need to manage regulatory change? Financial services companies have similar challenges associated with the regulatory change management including controlling costs, managing conflicting regulations, and providing documentation that changes were adopted.

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Compliance
July 29, 2019

You already know how to manage regulatory change—just ask mom

In this ABA Banking Journal article, Elaine Duffus makes RegTech and regulatory change relatable to compliance organizations by taking a slightly whimsical look at how many of the elements of managing change are intuitive principles based on the “practical nuggets of wisdom” that parents instill in their kids and how banks can utilize such knowledge when evaluating their regulatory compliance obligations.

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Compliance
November 19, 2019

The super structure: using AI and smart technology to meet regulatory demands for a robust regulatory change framework

Watch our webinar “The Super Structure: Using AI and Smart Technology to Meet Regulatory Demands for a Robust Regulatory Change Framework” featuring experts Christian Broere, Mike MacDonagh, Elaine Duffus, and Aoife May.

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